Legal Insights

  • All Posts
  • Legal Insights
WISE RECAP – CAPITAL MARKETS REGULATORY UPDATES FOR Q3/2025

November 18, 2025/

WISE RECAP – CAPITAL MARKETS REGULATORY UPDATES FOR Q3/2025 Highlights Q3/2025 Capital Markets Recap — What’s Shaping Thailand’s Financial Future This quarter’s SEC updates signal a decisive shift toward greater flexibility and digital asset integration in Thailand’s capital markets. Here...

WISE RECAP – CAPITAL MARKETS REGULATORY UPDATES FOR Q2/2025

August 15, 2025/

WISE RECAP – CAPITAL MARKETS REGULATORY UPDATES FOR Q2/2025 Highlights 1. Private Funds Recognized as Institutional Investors New SEC rules effective May 1, 2025, simplify private funds’ qualification as institutional investors. No need to assess each underlying investor’s qualification. Licensed...

Disclosure Compliance Framework under Thai SEC and SET Regulations

June 23, 2025/

Disclosure Compliance Framework under Thai SEC and SET Regulations Highlights Why Disclosure Matters Protects Investors Promotes Market Fairness Prevents Information Asymmetry What Must Be Disclosed? 🔴 Immediate (Real-time) Disclosure Examples Dividends & shareholder meetings M&A or major contracts Capital changes...

WISE RECAP – CAPITAL MARKETS REGULATORY UPDATES FOR Q1/2025

June 13, 2025/

WISE RECAP – CAPITAL MARKETS REGULATORY UPDATES FOR Q1/2025 Highlights 1. Easier Access to Digital Assets via Traditional Funds What Changed:Securities firms and asset managers no longer need a separate digital asset fund manager license to manage crypto or investment...

Load More

End of Content.